Rapid Reaction: The Stratosphere Makes a Surprise Visit?

An interesting air quality event may have happened during the morning hours of Friday, May 15. Two high elevation (ridge top) ozone monitors, one in North Carolina and one in Tennessee, spiked into Code Orange range for several hours. While measuring high ozone is not atypical at the ridge tops (more on this later), it was the possible contributing source of ozone that was unusual. It appears that some of the ozone may have come from a place above where our weather occurs: the stratosphere. 

Before we dig deeper, let’s do a quick refresher on ozone. Ozone (O3) consists of three oxygen atoms and is produced in the stratosphere and the troposphere, the latter being where we live.  

In the stratosphere, ozone is naturally formed through the interaction of solar ultraviolet (UV) radiation and oxygen (O2) and is referred to as the “good” ozone, as it helps reduce the amount of harmful UV radiation that reaches the surface.  

In the troposphere, ozone is formed through photochemical reactions between certain pollutants (nitrogen oxides and volatile organic compounds) and sunlight. This ozone is referred to as the “bad” ozone, since it forms near the ground and is in the air that we breathe, which can lead to hazardous impacts to human health.

A car and an industrial facility are shown emitting nitrogen oxides and volatile organic compounds. Also shown is the sun. The combination of the sun, heat, and pollutants creates chemical reactions that form ground-level ozone.
Ground-level ozone is not directly emitted. Rather, several ingredients are needed to form ground-level ozone. Source: US EPA

Certain weather conditions accelerate ground-level ozone formation. Sunny, warm, and stagnant (calm/light wind) days provide prime conditions for ozone to form. It’s why ozone has its own season in North Carolina that runs from the beginning of March through the end of October, which is when sunlight and heat are most prevalent.  

It’s also why ozone concentrations at most locations usually follow a diurnal curve, hitting their highest mark in the afternoon and early evening, when sunlight and temperatures normally reach their peak and ozone production is maximized.

Ground-level ozone concentrations typically follow a diurnal curve. In this hourly ozone concentration line chart, ozone rose from Code Green range to Code Orange range through the late morning into the early evening before dropping back into Code Green range at night.
An example of ozone concentrations at the Millbrook monitor on June 22, 2022. Ozone concentrations typically follow a diurnal curve, rising through day and peaking in the afternoon and early evening when temperatures and sunlight are at their peak.  

However, there are some locations where this doesn’t always hold true. In fact, it can be the exact opposite, where ozone concentrations increase and peak during the night into the early morning hours and then decrease when sunlight is increasing.  

In North Carolina (and other states), this occurs at high elevation locations, where different factors are at play. At night, the ground cools faster than the air above it and this creates what is known as a temperature inversion, or an atmospheric “lid”, where warmer air is layered above colder air. This prevents air from rising and traps pollutants, including ozone, in a layer that is near the ridge tops.

High pressure is shown over an area with mountains and valleys. An inversion is shown stretching horizontally in the atmosphere that is in place over the mountain peaks while cold air is shown draining into the valleys.
Source: National Weather Service – Salt Lake City, UT

At lower elevation locations, ozone normally drops off at night due to chemical reactions that scavenge ozone and deposition. However, at higher elevations, this happens at a lower rate and more ozone remains. Ozone aloft can also be transported in from an area upstream where high levels of ozone were produced the day (or days) prior and reach our higher elevation locations.

There were two ozone monitors that stood out during the morning of Friday, May 15. North Carolina’s Mount Mitchell monitor, which sits at 6,637 feet, and Tennessee’s Clingmans Dome monitor, which sits at 6,630 feet and is right on the border of North Carolina. Both monitors measured a rise in ozone after midnight that peaked in Code Orange range for a few hours during the early morning hours, before falling around midday Friday.

A line chart of hourly ozone concentrations for a day is shown. Hourly ozone concentrations rose from Code Green early in the morning to Code Orange late morning, before falling into Code Yellow and Code Green range later in the day.
Hourly ozone concentrations measured on Friday, May 15 at Mount Mitchell, NC.
Hourly ozone concentrations rose from Code Green early in the morning to Code Orange late morning, before falling into Code Yellow and Code Green range later in the day.
Hourly ozone concentrations measured on Friday, May 15 at Clingmans Dome, TN.

A quick glance and this may not seem all that unusual. As explained above, high elevation locations are no stranger to increasing ozone at night, with ozone transport and inversions usually to blame. However, after digging a bit deeper, there were several pieces of data that suggested this event was different and could actually have been a result of a stratospheric intrusion event, where air from the ozone-rich stratosphere descends into the troposphere. 

Stratospheric intrusions can occur when the jet stream, a river-like feature of high winds aloft, becomes wavy and features strong dips southward. This leads to increased vertical motions and strong sinking of air, which can pull the tropopause and stratospheric air downward, known as tropopause folding. Stratospheric intrusions are not that uncommon and typically occur in the spring but usually remain well aloft in the troposphere. However, on rarer occasions, they can be strong enough to reach the surface.

In order to determine if stratospheric ozone influenced the high ozone readings at the monitors, we first had to rule out ozone transport from upstream. We looked at back trajectories, which are modeled paths that an airmass took to reach a specific point. These are helpful by providing insights into whether or not the airmass came from a region with high levels of ozone.

A map covering the central to eastern US is shown. Also shown are back trajectory lines beginning in western North Carolina and extending northward across the Great Lakes before ending in Ontario. Also shown are maximum 8-hour average ozone concentrations at various ozone monitors across this coverage area, which are mostly in Code Green range.
2-day back trajectories (lines) from Mount Mitchell and Clingman’s Dome from Friday morning along with maximum 8-hour average ozone (colored circles) from Wednesday, May 13. Source: AirNow Tech

Back trajectories at Mount Mitchell and Clingman’s Dome from Friday morning show a path from Canada and the Great Lakes southward across the Ohio River Valley before reaching western North Carolina. Ozone maximum 8-hour averages in the source region and along the path during this timeframe were in Code Green range, which suggested that it was unlikely the high ozone came from an upstream low-level source. 

With upstream ozone sources ruled out, we then analyzed 500 millibar height and vorticity, which showed a strong upper-level low centered to the north-northeast of North Carolina. This positioned the state on the southwestern edge of this system. Stratospheric intrusions are most common on the western and southwestern flanks of upper-level lows, where large-scale subsidence is usually found.

500 millibar contour height lines and vorticity shading are shown on this upper-air chart. There is a dip in contour lines across the mid-Atlantic, with several lines closed off indicating a closed upper-level low. Also, within this area is yellow, orange, and red shading which indicates higher levels of vorticity.
500 millibar height and vorticity on Friday at 8:00 AM EDT. Source: Tropical Tidbits

Another piece of data that we looked at was the modeled 2 PVU (Potential Vorticity Units) heights. Without going into too much detail, 2 PVU heights represent the height of the tropopause, or the thin layer of the atmosphere that is between the troposphere and stratosphere. In the image below, there is a dip in the 2 PVU heights over the mountains in western North Carolina, which suggests that a stratospheric intrusion was modeled and could have reached the mountains.

This cross-section of the atmosphere, stretching from the southern US through the mid-Atlantic, shows wind, potential temperature, and cyclonic vorticity potential. The latter is shown through shaded colors, with warmer colors indicating higher cyclonic potential vorticity and cooler colors indicating less. There is a downward plunge of warmer colors towards the surface of western North Carolina, which indicates a possible stratospheric intrusion.
Vertical cross section, stretching from the southern US (point A) through the mid-Atlantic (point B) on Friday at 2:00 AM EDT. The 2 PVU dashed line, which represents the height of the tropopause, can be seen plunging southward towards the NC/TN mountains. Source: Tropical Tidbits

We also analyzed surface weather observations and one variable stood out Friday morning. Data from a weather station at Mount Mitchell State Park measured a steep drop in relative humidity. This drop in relative humidity lined up quite well with the increase in ozone that was measured. Air from the stratosphere is very dry and large drops in relatively humidity are one of the key indicators of a stratospheric intrusion event.

This relative humidity hourly line chart shows a steep drop occurring early in the morning, with values remaining low for much of the day afterwards.
Hourly relative humidity observations at Mount Mitchell State Park, from 9pm Thursday, May 14 through 9 pm Friday May 15.

All of this evidence suggests that a stratospheric ozone intrusion event likely influenced the spike in ozone concentrations that were measured at some of the high elevation monitors Friday morning. As the data stands now, this event did not cause any daily exceedances of the National Ambient Air Quality Standards (NAAQS) for ozone at the monitors.  

As a reminder, you can check out our ozone forecast and discussion on the Air Quality Portal during ozone season.